Personnel Hong Kong SFC License Details (ID 2465437)

Personnel Hong Kong SFC License Details (ID 2465437)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-02-24	2026-06-30
	Rep	Dealing in futures contracts	2026-02-24	2026-06-30
	Rep	Dealing in securities	2026-02-24	2026-06-30
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-10-29	2022-05-17
CMB International Securities Limited	Rep	Advising on securities	2019-11-25	2022-05-17
	Rep	Dealing in securities	2019-11-25	2022-05-17
LONGRUN FINANCIAL GROUP LIMITED	Rep	Dealing in futures contracts	2017-05-24	2017-08-15
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-08-21	2016-09-17
	Rep	Dealing in securities	2015-08-21	2016-09-17