Song, Ting (SFC:BGA886) 宋婷 SFC Licences and HKMA Registrations (ID 2473277)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-10-12	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2020-10-23	2023-09-27
CLSA LIMITED	Rep	Advising on securities	2017-12-01	2020-09-18
BOCI RESEARCH LIMITED	Rep	Advising on securities	2017-03-01	2017-11-24
CLC FUTURES LIMITED	Rep	Advising on futures contracts	2016-05-25	2017-01-31
	Rep	Dealing in futures contracts	2016-05-25	2017-01-31
CLC SECURITIES LIMITED	Rep	Advising on securities	2015-09-10	2017-01-31
	Rep	Dealing in securities	2015-09-10	2017-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.