Druce, James Anthony Stephen SFC Licences and HKMA Registrations (ID 2476427)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2023-11-17	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-09-12	2017-09-14
	Rep	Advising on securities	2017-06-05	2017-06-09
	Rep	Advising on securities	2015-09-17	2015-09-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.