Personnel Hong Kong SFC License Details (ID 2491186)

Personnel Hong Kong SFC License Details (ID 2491186)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2024-03-26	2024-08-16
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-03-01	2023-07-19
	Rep	Advising on securities	2021-03-01	2023-07-19
CLSA LIMITED	Rep	Advising on securities	2021-03-01	2021-12-13
	Rep	Dealing in securities	2021-01-15	2023-07-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-11-30	2020-10-30
Fosun International Securities Limited	Rep	Dealing in securities	2015-10-27	2016-11-01