Personnel Hong Kong SFC License Details (ID 2492923)

Personnel Hong Kong SFC License Details (ID 2492923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2025-11-04	-
	Rep	Dealing in securities	2025-11-04	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2025-11-04	-
	Rep	Dealing in securities	2025-11-04	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2021-05-27	2025-09-28
	Rep	Advising on securities	2021-05-27	2025-09-28
	Rep	Dealing in securities	2021-05-05	2025-09-28
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-08-13	2021-04-16
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2017-12-15	2018-06-20
	Rep	Dealing in securities	2017-12-15	2018-06-20
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2017-06-21	2018-06-20
	Rep	Advising on securities	2017-06-21	2018-06-20
	Rep	Dealing in securities	2017-06-21	2018-06-20
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2015-10-30	2017-03-09
	Rep	Advising on securities	2015-10-30	2017-03-09
	Rep	Dealing in securities	2015-10-30	2017-03-09