Personnel SFC Licences and HKMA Registrations (ID 2500088)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-03-07	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-05-18	-
	Rep	Dealing in securities	2021-05-18	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2019-08-09	2021-02-26
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2016-11-28	2017-03-17
Jefferies Hong Kong Limited	Rep	Advising on securities	2015-11-16	2016-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.