| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-10-22 | 2021-05-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-10-22 | 2021-05-31 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-08-10 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-12-08 | 2019-02-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-12-08 | 2019-02-08 |
| Telecom King Securities Limited | Rep | Dealing in futures contracts | 2016-11-02 | 2017-11-21 |
| Rep | Dealing in securities | 2016-11-02 | 2017-11-21 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-11-24 | 2016-10-13 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-11-24 | 2016-10-13 |