Zhang, Siyi 張斯怡 SFC Licences and HKMA Registrations (ID 2507606)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2023-11-10	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2019-08-09	2023-08-10
	Rep	Advising on securities	2019-08-09	2023-08-10
	Rep	Dealing in securities	2019-08-09	2023-08-10
CITIC Securities (Hong Kong) Limited	Rep	Advising on securities	2019-06-13	2019-06-29
CLSA LIMITED	Rep	Advising on securities	2019-06-13	2019-06-29
	Rep	Dealing in securities	2019-06-13	2019-06-29
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2019-05-08	2019-06-29
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2015-12-01	2019-03-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.