Personnel SFC Licences and HKMA Registrations (ID 25133824)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2026-03-02	-
	Rep	Advising on securities	2024-02-20	2024-02-23
	Rep	Advising on securities	2024-01-12	2024-01-19
	Rep	Advising on securities	2020-09-15	2020-09-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.