Cai, Yi (SFC:BGR301) 蔡乙 SFC Licences and HKMA Registrations (ID 2516609)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2026-07-28	-
	Rep	Advising on securities	2026-07-28	-
	Rep	Dealing in securities	2026-07-28	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2020-04-06	2023-08-09
	Rep	Advising on corporate finance	2020-03-24	2023-08-09
	Rep	Dealing in securities	2020-03-24	2023-08-09
CMB International Capital Limited	Rep	Advising on corporate finance	2017-08-25	2020-02-14
	Rep	Dealing in securities	2017-08-25	2020-02-14
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2015-12-21	2017-07-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.