Jin, Yi (SFC:BQC994) 金翼

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Liquidnet Asia Limited	Rep	Providing automated trading services	2025-01-27	-
	Rep	Dealing in securities	2025-01-27	-
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-05-23	2023-09-29
	Rep	Dealing in securities	2023-05-23	2023-09-29
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2020-09-23	2022-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Liquidnet Asia Limited	Rep	Providing automated trading services	2025-01-27	-
	Rep	Dealing in securities	2025-01-27	-
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-05-23	2023-09-29
	Rep	Dealing in securities	2023-05-23	2023-09-29
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2020-09-23	2022-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.