Personnel Hong Kong SFC License Details (ID 25174175)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2025-08-18	2026-06-12
	Rep	Advising on securities	2025-08-18	2026-06-12
	Rep	Dealing in securities	2025-08-18	2026-06-12
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2020-09-23	2024-09-13
	Rep	Advising on securities	2020-09-23	2024-09-13
CLSA LIMITED	Rep	Advising on securities	2020-09-23	2024-09-13