Personnel SFC Licences and HKMA Registrations (ID 25589322)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2025-07-22	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2020-12-28	2025-07-11
	Rep	Advising on securities	2020-12-28	2025-07-11
CLSA LIMITED	Rep	Advising on securities	2020-12-28	2021-07-23
	Rep	Dealing in securities	2020-12-28	2025-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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