Personnel SFC Licences and HKMA Registrations (ID 25605654)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2022-05-04	-
	Rep	Dealing in securities	2022-05-04	-
Raffles Assets Management (HK) Co. Limited	Rep	Advising on securities	2021-09-01	2022-05-03
	Rep	Dealing in securities	2021-09-01	2022-05-03
	Rep	Asset management	2020-12-31	2022-05-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.