Personnel Hong Kong SFC License Details (ID 2566535)

Personnel Hong Kong SFC License Details (ID 2566535)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-02-10	2022-06-20
	Rep	Advising on securities	2021-02-10	2022-06-20
	Rep	Dealing in securities	2021-02-10	2022-06-20
CITIC Securities (Hong Kong) Limited	Rep	Advising on securities	2019-07-23	2020-12-11
CLSA LIMITED	Rep	Advising on securities	2019-07-23	2020-12-11
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2019-06-24	2020-12-11
CLSA LIMITED	Rep	Dealing in securities	2019-06-24	2020-12-11
CMB International Capital Limited	Rep	Advising on corporate finance	2017-07-25	2019-06-06
	Rep	Dealing in securities	2017-07-25	2019-06-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2016-04-21	2017-04-21