Personnel SFC Licences and HKMA Registrations (ID 25682963)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	Rep	Dealing in securities	2025-07-10	-
	Rep	Advising on securities	2021-01-25	-
	Rep	Asset management	2021-01-25	-
CLSA LIMITED	Rep	Dealing in securities	2021-01-25	2025-11-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.