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Shang, Di (SFC:BQT573) 尚迪 Hong Kong SFC License Details (ID 25701417)
Shang, Di (SFC:BQT573) 尚迪
SFC ID:
BQT573
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on securities
2022-07-18
2023-10-31
Rep
Dealing in securities
2022-07-18
2023-10-31
CLSA LIMITED
Rep
Advising on securities
2021-02-11
2022-06-23