Personnel Hong Kong SFC License Details (ID 2593795)

Personnel Hong Kong SFC License Details (ID 2593795)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2026-05-28	-
	RO	Advising on securities	2026-05-28	-
	RO	Dealing in securities	2026-05-28	-
	Rep	Advising on corporate finance	2019-07-02	2026-05-28
	Rep	Advising on securities	2019-07-02	2026-05-28
	Rep	Dealing in securities	2019-07-02	2026-05-28
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-07-02	2024-02-26
	Rep	Advising on securities	2019-07-02	2024-02-26
	Rep	Dealing in securities	2019-07-02	2024-02-26
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-01-03	2019-06-15
	Rep	Advising on securities	2017-01-03	2019-06-15
CLSA LIMITED	Rep	Advising on securities	2017-01-03	2019-06-15
	Rep	Dealing in securities	2017-01-03	2019-06-15
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2016-06-17	2016-12-22
	Rep	Dealing in securities	2016-06-17	2016-12-22