Webb-site Legacy
En
Home
Au, Kai Man 區繼文 Hong Kong SFC License Details (ID 2616290)
Au, Kai Man 區繼文
SFC ID:
BHY489
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
J.P. MORGAN BROKING (HONG KONG) LIMITED
Rep
Advising on securities
2019-08-20
2024-12-31
CLSA LIMITED
Rep
Advising on securities
2016-08-08
2018-09-01