Personnel Hong Kong SFC License Details (ID 2620733)

Personnel Hong Kong SFC License Details (ID 2620733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2026-05-06	-
	Rep	Advising on securities	2026-05-06	-
CLSA LIMITED	Rep	Dealing in securities	2026-05-06	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-01-04	2026-01-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-01-04	2026-01-12
	Rep	Dealing in securities	2021-01-04	2026-01-12
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-05-13	2020-12-04
	Rep	Dealing in securities	2020-05-13	2020-12-04
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-28	2020-04-17
	Rep	Dealing in securities	2017-09-28	2020-04-17
BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-09-08	2017-09-05
	Rep	Advising on securities	2016-09-08	2017-09-05
	Rep	Dealing in securities	2016-09-08	2017-09-05
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-08-17	2016-09-01
	Rep	Dealing in securities	2016-08-17	2016-09-01