Personnel Hong Kong SFC License Details (ID 26225030)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-30	2026-09-14
	Rep	Dealing in securities	2023-03-30	2026-09-14
SMART GRANDLY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-09-06	2022-08-12
	Rep	Asset management	2021-09-06	2022-08-12
GRANDLY FINANCIAL SERVICES LIMITED	Rep	Dealing in futures contracts	2021-03-01	2022-08-12
	Rep	Dealing in securities	2021-03-01	2022-08-12