Personnel Hong Kong SFC License Details (ID 26376603)

Personnel Hong Kong SFC License Details (ID 26376603)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2026-03-16	-
	Rep	Dealing in futures contracts	2026-03-16	-
	Rep	Dealing in securities	2026-03-16	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-05-08	2026-02-12
	Rep	Dealing in futures contracts	2023-05-08	2026-02-12
	Rep	Dealing in securities	2023-05-08	2026-02-12
GRANDLY FINANCIAL SERVICES LIMITED	Rep	Dealing in futures contracts	2022-11-11	2023-04-12
	Rep	Dealing in securities	2022-11-11	2023-04-12
XIN HUA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-03-09	2021-08-31