Personnel Hong Kong SFC License Details (ID 2639686)

Personnel Hong Kong SFC License Details (ID 2639686)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2019-10-30	-
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-16	2022-02-07
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-10	-
CMB International Securities Limited	Rep	Dealing in securities	2018-09-10	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2017-06-14	2018-08-13
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2017-06-14	2018-08-13
AVALOK CAPITAL LIMITED	Rep	Advising on securities	2016-10-03	2017-02-20
	Rep	Asset management	2016-10-03	2017-02-20