| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | Advising on securities | 2019-10-30 | - |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-16 | 2022-02-07 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-10 | - |
| CMB International Securities Limited | Rep | Dealing in securities | 2018-09-10 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-06-14 | 2018-08-13 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2017-06-14 | 2018-08-13 |
| AVALOK CAPITAL LIMITED | Rep | Advising on securities | 2016-10-03 | 2017-02-20 |
| Rep | Asset management | 2016-10-03 | 2017-02-20 |
No HKMA registrations in the collected records.