Yao, Xinjian 姚欣健

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2018-05-21	-
	Rep	Advising on securities	2018-05-21	-
CLSA LIMITED	Rep	Advising on securities	2018-05-21	2021-07-22
	Rep	Dealing in securities	2018-05-11	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-10-11	2018-04-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2018-05-21	-
	Rep	Advising on securities	2018-05-21	-
CLSA LIMITED	Rep	Advising on securities	2018-05-21	2021-07-22
	Rep	Dealing in securities	2018-05-11	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-10-11	2018-04-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.