Pan, Qiaochu 潘翹楚

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2024-02-21	-
	Rep	Dealing in futures contracts	2023-07-19	-
	Rep	Dealing in securities	2023-07-19	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-04	2023-06-16
	Rep	Dealing in securities	2021-03-17	2023-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2024-02-21	-
	Rep	Dealing in futures contracts	2023-07-19	-
	Rep	Dealing in securities	2023-07-19	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-04	2023-06-16
	Rep	Dealing in securities	2021-03-17	2023-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.