Personnel Hong Kong SFC License Details (ID 2645982)

Personnel Hong Kong SFC License Details (ID 2645982)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2019-06-24	-
	RO	Advising on securities	2019-06-24	-
	RO	Dealing in securities	2019-06-24	-
	Rep	Advising on corporate finance	2019-03-01	2019-06-24
	Rep	Advising on securities	2019-03-01	2019-06-24
	Rep	Dealing in securities	2019-03-01	2019-06-24
CMB International Capital Limited	RO	Advising on corporate finance	2018-01-03	2019-02-13
	RO	Dealing in securities	2018-01-03	2019-02-13
	Rep	Advising on corporate finance	2016-10-19	2018-01-03
	Rep	Dealing in securities	2016-10-19	2018-01-03