Personnel SFC Licences and HKMA Registrations (ID 26505435)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-09-30	-
	Rep	Dealing in securities	2024-09-30	-
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2021-03-30	2024-08-30
	Rep	Asset management	2021-03-30	2024-08-30
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2021-03-30	2024-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.