Personnel Hong Kong SFC License Details (ID 2656156)

Personnel Hong Kong SFC License Details (ID 2656156)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2024-12-10	-
	RO	Dealing in securities	2024-12-10	-
	Rep	Advising on securities	2020-11-05	-
	Rep	Advising on corporate finance	2020-10-22	2024-12-10
	Rep	Dealing in securities	2020-10-22	2024-12-10
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2018-08-01	2020-09-11
	Rep	Dealing in securities	2018-08-01	2020-09-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2016-11-09	2018-06-30
	Rep	Dealing in securities	2016-11-09	2018-06-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-11-09	2018-06-30