Personnel Hong Kong SFC License Details (ID 26589551)

Personnel Hong Kong SFC License Details (ID 26589551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2022-07-08	2024-12-24
	Rep	Dealing in securities	2022-07-08	2024-12-24
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-10-28	2022-03-11
	Rep	Dealing in securities	2021-10-28	2022-03-11
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-04-13	2021-07-31
	Rep	Advising on securities	2021-04-13	2021-07-31
CLSA LIMITED	Rep	Advising on securities	2021-04-13	2021-07-27
	Rep	Dealing in securities	2021-04-13	2021-07-31