Personnel Hong Kong SFC License Details (ID 2665577)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-01-18	2026-08-12
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-09-11	2020-12-31
	Rep	Advising on securities	2017-09-11	2020-12-31
CLSA LIMITED	Rep	Advising on securities	2017-09-11	2020-12-31
	Rep	Dealing in securities	2017-09-11	2020-12-31
STI Asset Management Limited	Rep	Advising on securities	2016-11-29	2017-08-31
	Rep	Asset management	2016-11-29	2017-08-31