| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2026-10-05 | - |
| Rep | Dealing in securities | 2026-06-02 | 2026-10-05 | |
| CLSA LIMITED | RO | Dealing in securities | 2024-01-10 | - |
| Rep | Dealing in securities | 2023-08-25 | 2024-01-10 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-05-03 | 2022-07-06 |
| Rep | Advising on securities | 2021-05-03 | 2022-07-06 | |
| CLSA LIMITED | Rep | Advising on securities | 2021-05-03 | 2021-07-27 |
| Rep | Dealing in securities | 2021-05-03 | 2022-07-06 |
No HKMA registrations in the collected records.