Xiao, Han (SFC:BIV459) 肖涵

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2016-12-28	2017-07-07
	Rep	Asset management	2016-12-28	2017-07-07
	Rep	Dealing in futures contracts	2016-12-28	2017-07-07
	Rep	Dealing in securities	2016-12-28	2017-07-07

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2016-12-28	2017-07-07
	Rep	Asset management	2016-12-28	2017-07-07
	Rep	Dealing in futures contracts	2016-12-28	2017-07-07
	Rep	Dealing in securities	2016-12-28	2017-07-07