Personnel SFC Licences and HKMA Registrations (ID 2691436)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2025-08-28	-
	Rep	Dealing in securities	2025-08-28	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-05-27	2025-08-05
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2017-01-26	2018-08-23
	Rep	Dealing in securities	2017-01-26	2018-08-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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