Personnel Hong Kong SFC License Details (ID 26940622)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-06-16	-
	Rep	Dealing in securities	2026-06-16	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-12-29	2026-05-26
	Rep	Dealing in securities	2021-07-02	2026-05-26