Personnel Hong Kong SFC License Details (ID 2697078)

Personnel Hong Kong SFC License Details (ID 2697078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2022-06-14	2026-08-31
	Rep	Asset management	2022-06-14	2026-08-31
	Rep	Dealing in securities	2022-06-14	2026-08-31
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2017-02-16	2022-04-29
	Rep	Advising on securities	2017-02-16	2022-04-29
	Rep	Asset management	2017-02-16	2022-04-29
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2017-02-16	2020-12-09
	Rep	Advising on securities	2017-02-16	2020-12-09
	Rep	Asset management	2017-02-16	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2017-02-16	2022-04-29
	Rep	Asset management	2017-02-16	2022-04-29
	Rep	Dealing in securities	2017-02-16	2022-04-29