Personnel Hong Kong SFC License Details (ID 27090313)

Personnel Hong Kong SFC License Details (ID 27090313)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2024-12-12	2026-08-28
	Rep	Dealing in securities	2024-12-12	2026-08-28
CEB International Capital Corporation Limited	Rep	Advising on securities	2022-04-04	2024-11-23
	Rep	Dealing in securities	2022-04-04	2024-11-23
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-08-10	2022-01-14
	Rep	Advising on securities	2021-08-10	2022-01-14
CLSA LIMITED	Rep	Dealing in securities	2021-08-10	2022-01-14