Personnel Hong Kong SFC License Details (ID 27138444)

Personnel Hong Kong SFC License Details (ID 27138444)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-05-11	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-05-11	-
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2025-08-29	2026-01-09
	Rep	Dealing in futures contracts	2025-08-29	2026-01-09
	Rep	Dealing in securities	2025-08-29	2026-01-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-12-27	2025-06-20
	Rep	Dealing in securities	2023-12-27	2025-06-20
	Rep	Advising on securities	2021-08-23	2025-06-20