Personnel SFC Licences and HKMA Registrations (ID 27259258)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2026-09-22	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2025-12-03	2026-07-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-09-21	2026-07-10
	Rep	Dealing in securities	2021-09-21	2026-07-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.