Personnel Hong Kong SFC License Details (ID 27555527)

Personnel Hong Kong SFC License Details (ID 27555527)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2026-02-26	-
	Rep	Dealing in securities	2026-02-26	-
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2024-09-02	2026-02-13
	Rep	Dealing in securities	2022-04-11	2026-02-13
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2021-11-29	2022-03-20
	Rep	Advising on securities	2021-11-29	2022-03-20
	Rep	Dealing in securities	2021-11-29	2022-03-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-11-29	2022-03-20