Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 27698485)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CITIC Securities (Hong Kong) Limited
Rep
Advising on corporate finance
2022-01-07
-
Rep
Advising on securities
2022-01-07
-
CLSA LIMITED
Rep
Dealing in securities
2022-01-07
-