Ye, Zhuo 叶卓

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2025-08-13	-
	Rep	Dealing in securities	2025-08-13	-
CMB International Securities Limited	Rep	Advising on securities	2022-04-04	2025-05-19
	Rep	Dealing in securities	2022-04-04	2025-05-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2025-08-13	-
	Rep	Dealing in securities	2025-08-13	-
CMB International Securities Limited	Rep	Advising on securities	2022-04-04	2025-05-19
	Rep	Dealing in securities	2022-04-04	2025-05-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.