Personnel SFC Licences and HKMA Registrations (ID 28109556)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Foundation Asset Management (HK) Limited	Rep	Advising on securities	2024-12-09	-
	Rep	Asset management	2024-12-09	-
CLSA LIMITED	Rep	Advising on securities	2022-04-06	2024-01-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.