| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2026-04-09 | - |
| Rep | Dealing in futures contracts | 2026-04-09 | - | |
| Rep | Dealing in securities | 2026-04-09 | - | |
| Rep | Leveraged foreign exchange trading | 2026-04-09 | 2026-10-09 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2025-03-04 | 2026-02-04 |
| Rep | Dealing in securities | 2025-03-04 | 2026-02-04 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2022-10-25 | 2025-01-09 |
| Rep | Dealing in securities | 2022-10-25 | 2025-01-09 |
No HKMA registrations in the collected records.