Personnel Hong Kong SFC License Details (ID 28752146)

Personnel Hong Kong SFC License Details (ID 28752146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-04-09	-
	Rep	Dealing in futures contracts	2026-04-09	-
	Rep	Dealing in securities	2026-04-09	-
	Rep	Leveraged foreign exchange trading	2026-04-09	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-03-04	2026-02-04
	Rep	Dealing in securities	2025-03-04	2026-02-04
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2022-10-25	2025-01-09
	Rep	Dealing in securities	2022-10-25	2025-01-09