| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CLSA LIMITED | RO | Advising on securities | 2025-09-03 | - |
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2023-02-21 | 2024-06-04 |
| RO | Advising on securities | 2023-02-21 | 2024-06-04 | |
| CLSA LIMITED | RO | Dealing in securities | 2023-02-21 | 2024-06-04 |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-11-14 | 2023-02-21 |
| Rep | Advising on securities | 2022-11-14 | 2023-02-21 | |
| CLSA LIMITED | Rep | Dealing in securities | 2022-11-14 | 2023-02-21 |
No HKMA registrations in the collected records.