Chen, Zian 陳梓安 SFC Licences and HKMA Registrations (ID 28792947)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2026-08-12	-
	Rep	Dealing in securities	2026-08-12	-
CITIC Securities Asset Management (HK) Limited	Rep	Dealing in futures contracts	2025-10-09	2026-06-24
	Rep	Dealing in securities	2025-03-27	2026-06-24
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2025-03-27	2026-06-24
	Rep	Dealing in securities	2025-03-27	2026-06-24
CLSA LIMITED	Rep	Dealing in securities	2025-03-27	2026-06-24
CITIC Securities Asset Management (HK) Limited	Rep	Asset management	2024-08-28	2025-03-31
	Rep	Advising on securities	2024-08-28	2026-06-24
Poseidon Capital Limited (HK)	Rep	Asset management	2022-12-06	2024-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AK0503

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	Non-EO	MARKETS	2026-08-13	—	Current