Personnel SFC Licences and HKMA Registrations (ID 28809245)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	Dealing in securities	2025-02-05	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-04-26	2025-01-20
	Rep	Dealing in securities	2023-04-26	2025-01-20
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2022-12-22	2023-03-22
	Rep	Dealing in securities	2022-12-22	2023-03-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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