Webb-site Legacy
En
Home
Shim, Jongmin SFC Licences and HKMA Registrations (ID 28839936)
Shim, Jongmin
SFC ID:
BTK706
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Advising on securities
2023-06-01
-
Rep
Advising on securities
2023-01-30
2023-02-01
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.