Personnel SFC Licences and HKMA Registrations (ID 29612256)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2025-09-17	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2023-04-25	2025-08-15
	Rep	Advising on securities	2023-04-25	2025-08-15
CLSA LIMITED	Rep	Dealing in securities	2023-04-25	2025-08-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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