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Personnel Hong Kong SFC License Details (ID 29722265)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SINOPAC SECURITIES (ASIA) LIMITED
Rep
Dealing in securities
2025-11-20
2026-08-24
CLSA LIMITED
Rep
Dealing in securities
2023-05-18
2025-10-17