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Tan, Li (SFC:BUK804) 谭立 Hong Kong SFC License Details (ID 31011426)
Tan, Li (SFC:BUK804) 谭立
SFC ID:
BUK804
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CITIC Securities (Hong Kong) Limited
Rep
Advising on corporate finance
2023-12-13
2024-10-31
Rep
Advising on securities
2023-12-13
2024-10-31
CLSA LIMITED
Rep
Dealing in securities
2023-12-13
2024-10-31